Andrew J. Ceresney
Last quote by Andrew J. Ceresney
By doing so, [Cooperman] allegedly undermined the public confidence in the securities markets and took advantage of other investors who did not have this information.
Jan 05 2017
We can learn a lot about a person if we know what types of things he or she talks about or comments on the most frequently. There are numerous topics with which Andrew J. Ceresney is associated, including MCDC and SEC. Most recently, Andrew J. Ceresney has been quoted saying: “By doing so, [Cooperman] allegedly undermined the public confidence in the securities markets and took advantage of other investors who did not have this information.” in the article Our assets under management shrank by more than half to $3.4 billion after SEC charges.
Quotes by Andrew J. Ceresney
Dec 01 2016
Pimco misled investors about the true long-term impact of its odd lot strategy and denied them the opportunity to make fully informed investment decisions about the Total Return ETF.
Nov 01 2016
It's essentially the new frontier. We have tremendous amounts of data available to use, and we've been developing tools to take advantage of that.
Sep 20 2016
These cases marked its first enforcement actions against auditors who failed to remain independent due to "close personal relationships" with clients' employees.
Sep 15 2016
We will continue to hold municipalities and their officers accountable, including through trials, if they engage in financial fraud or other conduct that violates the federal securities laws.
Aug 24 2016
The U.S. Securities and Exchange Commission has charged 71 municipal bond issuers, including the states of Hawaii and Minnesota, as well as related entities, for using offering documents that misled investors.
Aug 18 2016
We brought all of the charges supported by the evidence and the law, which were unanimously approved by the Commission.
Jun 08 2016
Given the dangers and impact of cyber breaches, data security is a critically important aspect of investor protection.
Apr 14 2016
The alleged fraud ran the gamut from false statements to deceptive financial transactions to outright theft.
Mar 30 2016
Burrill spent his fund's capital on whatever he pleased, and elevated his own interests above those of investors. Even though they are exempt from registration, venture capital advisers like Burrill have fiduciary obligations to their clients.
Mar 09 2016
The undisclosed accounting transactions "benefited customers but left investors in the dark about Westlands Water District's true financial condition.
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