Marc Wyatt

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Last quote by Marc Wyatt

(The office) is working to enhance our oversight of FINRA because we will be somewhat more dependent on them for broker-dealer exams in the first instance.feedback
Oct 17 2016
The latest quote from Marc Wyatt is: “(The office) is working to enhance our oversight of FINRA because we will be somewhat more dependent on them for broker-dealer exams in the first instance.”. It comes from the SEC says to monitor partner regulator's brokerage oversight article. You’ll find on this page 1 article with Marc Wyatt quoted on topics such as FINRA and office. Marc Wyatt has been quoted 1 times in 1 article.
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